Internal Audit, GBM Equities, Vice President, Salt Lake City

Who We Look For
Goldman Sachs Internal Auditors demonstrate a strong risk and control mindset, are detail oriented, possess curiosity and sound judgment, and are able to adapt to a dynamic risk and regulatory landscape. We look for individuals who can collaborate across global teams, foster lasting stakeholder relationships and can drive creative solutions to enhance audit techniques.

RESPONSIBILITIES

• Develop and maintain an in-depth understanding of the firm's businesses, products, risks and controls in subject areas including Equities
• Manage and execute audits including planning and scoping, fieldwork and audit test plans, and reporting
• Drive walkthroughs with stakeholders to perform control design assessment and challenge risks and controls.
• Lead and design audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards within audit delivery timelines
• Coordinate with various audit teams to identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Communicates and reports on the audit conclusions and findings, and present to Internal Audit senior management and stakeholders across business and engineering
• Follow-up on open audit issues and operational risk incidents to validate their resolution
• Participate in department-wide initiatives aimed at continually improving Internal Audit's processes, methodology and supporting infrastructure
• Develop and maintain key stakeholder relationships and regularly engage with the business during the year to assess changes in the risk and control environment

SKILLS AND RELEVANT EXPERIENCE

• Bachelor's degree (or higher) in a relevant discipline
• 8-10 years of relevant work experience in Internal Audit, Compliance, or Risk / Controls functions
• Experience of managing audit engagements and teams across locations
• Prior experience in understanding of the businesses, products and regulations in subject areas including Equities
• Highly motivated, delivery focused, analytical and detailed self-starter with proven record in a team-based environment
• Excellent communications skills (oral and written) to clearly articulate issues and ideas with different levels across stakeholders
• Strong leadership, interpersonal, and relationship management skills
• Excellent time management and prioritization skills to handle multiple assignments and deadlines
• Proficiency in Microsoft Office tools such as Excel, Word, PowerPoint

Preferred Qualifications

• Relevant certification or industry accreditation (e.g., CPA, CIA, CFA) is a plus
• Experience with data analytics tools (i.e., python, tableau) and technology audit framework and controls to assess issues and trends