Director, SOX Compliance

Director, SOX Compliance

Location: Hybrid, Birmingham, MI
Employment Type: Full-Time
Compensation: $130,000.00 - $172,000.00 (Range applies to US candidates only) + Benefits/Variable Comp/Equity - Range may vary based on experience. Benefits Offered: Vision, Medical, Life, Dental, 401K

Summary

OneStream is looking for a Director, SOX Compliance with strong operational expertise to lead our SOX control framework and ensure compliance across financial reporting, IT, and information security. As a growing software company navigating evolving data security standards and audit requirements, this role is critical in maintaining the integrity of our internal processes and external reporting obligations.

You'll manage the planning, execution, and reporting of audits, oversee SOX-related implementations-including those involving AI-enabled products-and serve as a key liaison between our Cloud, Infrastructure, and Engineering teams to ensure technical audit alignment. This role will also drive risk assessments, document findings and recommendations, and support ongoing improvements in operational environments tied to financial audits. Ideal candidates are proactive, ethical, adaptable, and capable of working independently while collaborating cross-functionally across the business.

Primary Duties and Responsibilities

• Accountable for establishing depth of audit coverage and SOX plan audit calendar within a specified time period.
• Creation, presentation and execution of SOX considerations in the global audit universe alongside the Internal Audit Director.
• Represent the interest of the Chief Risk Officer and OneStream Compliance in meetings and forums.
• Managing all co-sourced and internal audit engagements.
• Executive board reporting to the audit committee adhering to internal timelines and facilitation of issue management.
• Responsible for assessing the org compliance with relevant laws, regulations, and industry standards.
• Reporting of all audit findings that are addressed as agreed with Senior management/board of directors.
• Coordinate the methodology of utilizing internal audit function to satisfy SOX obligations.
• Understanding and managing of the three lines of defense and quality management.
• Lead teams of audit engagement professionals to deliver results to executive leadership.
• Oversight of the gathering of internal evidence used to support processes and procedures.
• Oversight of the preparation work papers and supporting documentation.
• Assist in maintaining audit records and develop testing metrics.
• Leads SOX Risk Assessments and communicates findings with recommendations to the audit committee.
• Participate in security incident investigations.

Required Education and Experience

• BA/BS Degree or relevant combination of education and experience. MBA or MS in Technical Operations, Security or Management.
• 20+ years of experience in a compliance capacity related to at least one of the following areas:




• Internal Audit - All functions.
• External Audit Requirements for Financial Reporting.
• Service Organization Controls (SOC).
• HIPAA.
• SOX.
• ISO.
• FedRAMP.




• Strong track record in people management, to include:




• Managing large teams of both direct reports and peers to facilitate engagements.
• Running succession planning programs.
• Identifying and coaching future leaders.
• Building teams or functions from scratch or repurposing them.




• Experience managing board of director communications, direction and alignment.
• Significant experience in auditing operational and financial reporting controls.
• Experience with IT Security & Infrastructure, Security Risk Management, SOC 2, FedRAMP, Security Policies and Procedures, Security Testing and Auditing, Internal Audit.
• Nice-to-have one or more of the following certifications:




• Certified Information Systems Security Professional (CISSP).
• Certified Public Accountant (CPA)
• Certified Internal Auditor (CIA).
• Information Technology Infrastructure Library (ITIL) Foundation.
• ISO Internal Auditor.




• Strong sense of urgency and solution-oriented mindset.
• Excellent analytical, organizational, and project management skills.
• Proficiency with Microsoft Office (Word, Excel, PowerPoint).

Knowledge, Skills, and Abilities

• Conducts oneself with professionalism and integrity.
• Maintains high ethical standards in all interactions.
• Builds trust through credibility and reliability.
• Brings a competitive and results-driven mindset.
• Communicates with confidence and approachability.
• Demonstrates humility while leading with impact.
• Personable and engaging in cross-functional collaboration.
• Highly organized and attentive to detail.
• Capable of managing multiple priorities effectively.

Who We Are

OneStream is how today's Finance teams can go beyond just reporting on the past and Take Finance Further by steering the business to the future. It's the only enterprise finance platform that unifies financial and operational data, embeds AI for better decisions and productivity, and empowers the CFO to become a critical driver of business strategy and execution. Our vision is to be the operating system for modern finance, digitizing core financial functions and empowering the CFO to become a critical driver of business strategy. To learn more visit www.onestream.com.

Why Join The OneStream Team

• Transparency around corporate structure, salary, and benefits
• Core value of customer success
• Variety of project work (not industry-specific)
• Strong culture and camaraderie
• Multiple training opportunities

Benefits at OneStream
OneStream employees are passionate, hardworking individuals who go above and beyond to keep our customers happy and follow through on our mission statement. They consistently deliver the best and in turn, we make every effort to keep them cared for and happy. A sample of the benefits we provide are:

• Excellent Medical Plan
• Dental & Vision Insurance
• Life Insurance
• Short & Long Term Disability
• Vacation Time
• Paid Holidays
• Professional Development
• Retirement Plan

All candidates must be legally authorized to work for any company in the country where this position is located without sponsorship.

OneStream is an Equal Opportunity Employer.

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